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Fennel

Fennel Financials LLC Member FINRA SIPC
450 Lexington Avenue, 4th FL, NY, NY 10017

[email protected]
(877) 606-3565
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Fennel

Fennel Financials LLC Member FINRA SIPC
450 Lexington Avenue, 4th FL, NY, NY 10017

[email protected](877) 606-3565
Fennel APIWealth HubBrokerage & IRAResourcesFAQSupportDisclosuresPrivacy PolicyTerms & Conditions
FINRA BrokerCheckCustomer Relationship Summary

© 2025 Fennel. All rights reserved

As a Fennel Financials LLC. ("Fennel") app user, you are a self-directed investor, meaning that you are individually responsible for determining the suitability of your investment decisions. You alone are responsible for evaluating the merits and risks associated with the use of the Fennel app and trades placed through Fennel are done so at your sole risk and responsibility. Fennel does not offer investment, financial, legal or tax advice. Our employees, agents and representatives are not authorized to give you investment guidance and any instructions you receive from us with respect to your brokerage account will be limited to technical or administrative guidance.

The risk of loss when trading any security can be substantial. You should therefore carefully consider, prior to making any investment decision, whether such a transaction is suitable for you in light of your investment objectives, financial circumstances, your tolerance to risks and your investment experience. Past performance of any securities product does not guarantee future performance or returns. Fennel charges a monthly fee of $4.99. Other fees may apply. See our Fee Schedule for more information.

"Superempowered" does not refer to app users gaining superpowers or other advantages with investing, we just feel we provide data on ESG, shareholder voting, and financial metrics that others don't to assist Fennel users with making investment decisions.

Fennel refers to Fennel Markets, Inc. and Fennel Financials LLC. Securities offered through Fennel Financials LLC, member FINRA SIPC.

B Corp Certified
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Customer Identification Program Notice

Important Information You Need to Know about Opening a New Account

To help the government fight the funding of terrorism and money laundering activities, federal law requires financial institutions to obtain, verify, and record information that identifies each person who opens an account.

This notice answers some questions about your firm's Customer Identification Program.

What types of information will I need to provide?

When you open a Brokerage Account, we are required to collect the following information:

  • Name
  • Date of birth
  • Address
  • Identification number:
    1. U.S. citizen: taxpayer identification number (Social Security number or employer identification number)
    2. Non-U.S. citizen: taxpayer identification number; passport number and country of issuance; alien identification card number; or government-issued identification showing nationality, residence, and a photograph of you.

You may also need to show your driver's license or other identifying documents.

A corporation, partnership, trust, or other legal entity may need to provide other information, such as its principal place of business, local office, employer identification number, certified articles of incorporation, government-issued business license, a partnership agreement, or a trust agreement.

U.S. Department of the Treasury, Securities and Exchange Commission, and FINRA rules already require you to provide most of this information. These rules also may require you to provide additional information, such as your net worth, annual income, occupation, employment information, investment experience and objectives and risk tolerance.

What happens if I don't provide the information requested or my identity can't be verified?

We may not be able to open an account or carry out transactions for you. If we have already opened an account for you, we may have to close it.