Disclosures

APEX - Annual Disclosure

APEX - Customer Information Brochure

APEX - Financial Condition Audited

APEX - Individual IRA/SEP Account Agreement

APEX - Privacy Policy

APEX - Responsibilities of Introducing Broker & Clearing Broker

APEX - Roth IRA Account Agreement

Business Continuity Plan Customer Disclosure Statement

Content & Social Media Disclosure

Brokerage Account Agreement

Customer Identification Program Notice

Day Trading Disclosure

Direct Communication Rule 14b-1(c)

Exchange Traded Funds (ETFs) Disclosure

Fennel Fee Schedule

Fennel Privacy Policy

Fennel Terms Of Use

FINRA BrokerCheck Disclosure

Form CRS

Form CRS Conversation Starter Responses

Free Trial Disclosures

Market Data Addendum

Market Volatility Disclosure

Penny Stock Disclosure

Risk Disclosure

SEC Rule 606 and 607 Disclosure

SEC Rule 606(a) Report

SIPC Coverage and Account Protection